4: Statement of changes in beneficial ownership of securities
Published on January 10, 2024
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
AMC ENTERTAINMENT HOLDINGS, INC. [ AMC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
|
3. Date of Earliest Transaction
(Month/Day/Year) 01/02/2024 | ||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) | Price | ||||||
| CLASS A COMMON STOCK(1)(2)(3) | 01/02/2024 | M | 10,543 | A | $0 | 27,857 | D | |||
| CLASS A COMMON STOCK(4) | 01/02/2024 | F | 5,416 | D | $0 | 22,441(5) | D | |||
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| RESTRICTED STOCK UNITS(1) | $0 | 01/02/2024 | C | 5,486 | (1) | (1) | CLASS A COMMON STOCK | 5,486 | $0 | 0 | D | ||||
| RESTRICTED STOCK UNITS(2) | $0 | 01/02/2024 | C | 1,323 | (2) | (2) | CLASS A COMMON STOCK | 1,323 | $0 | 1,323 | D | ||||
| RESTRICTED STOCK UNITS(3) | $0 | 01/02/2024 | C | 3,734 | (3) | (3) | CLASS A COMMON STOCK | 3,734 | $0 | 7,474 | D | ||||
| Explanation of Responses: |
| 1. Shares of Issuer's Class A Common Stock ("Common Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on March 15, 2021, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment. |
| 2. Common Shares were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment. |
| 3. Common Shares were issued upon the vesting of certain RSUs granted on February 23, 2023, under the EIP. Each RSU represents the right to receive one Common Share upon vesting. One-third of the total grant vested on January 2, 2024, based upon the Reporting Person's continued employment. |
| 4. Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above. |
| 5. Does not include Common Shares issuable upon future vesting of equity grants, including 8,797 Common Shares issuable based upon continued service and 19,341 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 50,579 equity interests. |
| /S/EDWIN F GLADBACH, ATTORNEY-IN-FACT | 01/10/2024 | |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.